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Financial Derivative Reform - Live Seminar Only
 
Date: 06/14/2013
 
Location: The Chicago Bar Association, 321 South Plymouth Court, Chicago, IL 60604
 
Presented by: Futures and Derivatives Law
 
Experience Level: Intermediate to Advanced
 
MCLE Credit: 2.75 IL MCLE Credits
 
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As new Dodd-Frank rules and regulations come into effect, derivatives and swaps are facing a dramatically increased level of oversight and regulation. This seminar will address several key areas where some clarity is developing in the industry and include a discussion on Exchange Enforcement Actions.

CFTC ENFORCEMENT UPDATE
Rosemary Hollinger, Associate Director, Enforcement Division, Commodities and Futures Trading Commission

DODD-FRANK IMPLEMENTATION
Matt Kluchenek, Baker & McKenzie, LLP
Michael O'Brien, Winston & Strawn LLP
Mark Borrelli, Sidley Austin LLP

INTERNATIONAL COMPLIANCE ISSUES
Joseph Adamczyk, CME Group, Inc.
Reggie Griffith, Newedge

EXCHANGE ENFORCEMENT ACTIONS
Richard Reibman, Thompson Coburn LLP
Jeff Anderson, CME Senior Enforcement Counsel

MODERATOR:
Ken Walker, BMO Financial Group; Chair, CBA Futures & Derivatives Law Committee


Registration / Cancellation Policy

In Person: Registrations for attending programs in-person must be received 3 hours prior to the start of the program or a $10 on-site registration fee will apply. All cancellations for in-person attendance must be received in writing 24-hours prior to the seminar to receive a refund (fax 312-554-2054 or email seminars@chicagobar.org). CLEAdvantage members who do not cancel in-person registration in writing 24-hours prior to the seminar will be subject to a $15 cancellation fee.

Webcast: Registrations for attending a program via live webcast must be completed online prior to the publicized start time of the webcast. Persons registering for webcasts can view webcasts as live or archived events. Cancellations for webcast registrations from non-CLE Advantage members must be received in writing 24-hours prior to the seminar to receive a refund (fax 312-554-2054 or email seminars@chicagobar.org).
 
Information on Seminar Materials

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